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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-08
NJ RA APPROVED 2023-02-21
  • NY RA
    APPROVED
    Since 2024-07-08
  • NJ RA
    APPROVED
    Since 2023-02-21

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 12/2022 Present
Wilshire Advisors Santa Monica CA 07/2016 11/2022
  • 12/2022 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 07/2016 → 11/2022
    Wilshire Advisors
    Santa Monica, CA
Other Businesses

1) US Japan Council, Washington, DC United States-20036, Charity, The U.S.-Japan Council develops and connects diverse leaders to create a stronger U.S.-Japan relationship. Founded by Japanese Americans, the Council brings together leaders of the United States and Japan from across backgrounds, sectors, and generations to partner for a better future for the Asia-Pacific region and beyond, Organization Volunteer & Investment Committee Volunteer, Ask questions to understand and learn how the organization invests its assets to help fund its operations, start date-5/15/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-19
  • S66 Uniform Combined State Law Examination
    2023-02-19
Other Names
  • Chad Michael Tanioka

View on SEC IAPD

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