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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-04
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2019-05-29
  • TX RA
    APPROVED_RES
    Since 2024-10-04
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2019-05-29

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Dewitt NY 11/2014 05/2019
Pruco Securities, Llc Dewitt NY 11/2014 05/2019
Jp Morgan Chase Bank, N.A. New York NY 05/2019 Present
Jp Morgan Securities, Llc New York NY 05/2019 Present
Rover New York NY 06/2018 04/2024
Rover New York NY 06/2018 04/2024
  • 11/2014 → 05/2019
    The Prudential Insurance Company Of America
    Dewitt, NY
  • 11/2014 → 05/2019
    Pruco Securities, Llc
    Dewitt, NY
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 05/2019 → Present
    New York, NY
  • 06/2018 → 04/2024
    Rover
    New York, NY
  • 06/2018 → 04/2024
    Rover
    New York, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2019 ADDRESS: 461 EAST SYRACUSE, NY. DETAILS: The house is rented out to an individual person INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2019 ADDRESS: 33 TONAWANDA, NY. DETAILS: renting out property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
S65 Uniform Investment Adviser Law Examination 2015-11-25
S63 Uniform Securities Agent State Law Examination 2014-11-01
  • S66 Uniform Combined State Law Examination
    2019-04-01
  • S65 Uniform Investment Adviser Law Examination
    2015-11-25
  • S63 Uniform Securities Agent State Law Examination
    2014-11-01
Other Names
  • Colin Omalley

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