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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-04 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-05-29 |
Branch Locations
1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Dewitt | NY | 11/2014 | 05/2019 |
| Pruco Securities, Llc | Dewitt | NY | 11/2014 | 05/2019 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 05/2019 | Present |
| Jp Morgan Securities, Llc | New York | NY | 05/2019 | Present |
| Rover | New York | NY | 06/2018 | 04/2024 |
| Rover | New York | NY | 06/2018 | 04/2024 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2019 ADDRESS: 461 EAST SYRACUSE, NY. DETAILS: The house is rented out to an individual person INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2019 ADDRESS: 33 TONAWANDA, NY. DETAILS: renting out property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-01 |
| S65 | Uniform Investment Adviser Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-01 |
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