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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-19 |
| NM | RA | APPROVED | 2015-02-18 |
Branch Locations
6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States
315 Paseo De Peralta, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Albuquerque | NM | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
EL RANCHO DE LAS GOLONDRINAS; INV RELATED; SANTA FE, NM; LIVING HISTORY MUSEUM; FINANCE COMMITTEE MEMBER; START: 7/2016; 4 HRS/MO; 0 DURING TRADING; DUTIES: OVERSEEING GENERAL OPERATIONS & FINANCES OF THE MUSEUM, PROVIDING INPUT REGARDING ASSET ALLOCATION, REVIEWING THE BUDGET & INVESTMENT PERFORMANCE & COLLABORATING WITH THE FINANCE COMMITTEE TO PROVIDE HIGH-LEVEL GUIDANCE TO THE ASSET MANAGERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-17 |
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