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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Manhattan | KS | 11/2014 | 07/2025 |
| Keating & Associates | Manhattan | KS | 11/2014 | 10/2018 |
| Raymond James Financial Services Advisors Inc. | Manhattan | KS | 01/2016 | 07/2025 |
| Keating Financial Advisory Services | Manhattan | KS | 11/2014 | Present |
| Laura Warta Wealth Planning, Llc | Manhattan | KS | 02/2021 | Present |
(1) Name of Business: EJW LLC Address: Manhattan, KS, 66503, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner with my husband - 2 rental properties. (2) Name of Business: Laura Warta Wealth Planning, LLC Address: 1011 Poyntz, Manhattan, KS, 66502, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my entity (LLC as S Corp) for tax reporting purposes. It is the wages earned from my Keating & Associates 1099. (3) Girls on the Run of the Flint Hills, board member; attend monthly board meetings, participate in conversation to strategize and make decisions to help guide organizations towards mission goals (4) Daniel Keating Foundation, board member; attend monthly board meetings, participate in conversation to strategize and make decisions to help guide organizations towards mission goals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-27 |
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