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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-16
TX RA APPROVED_RES 2026-04-16
  • CO RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED_RES
    Since 2026-04-16

Branch Locations

7001 Belleview Ave Suite 600 [Satellite], Denver, CO 80237 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwood Village CO 03/2008 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Denver CO 04/2026 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, HAYS, KS, 100% OWNERSHIP, START 11/4/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.; RENTAL PROPERTY; INV. RELATED; HAYS,KS; 100% OWNERSHIP; START DATE 03/24/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, LARKSPUR, CO, START: 6/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING. M2 LLC; Inv related; Larkspur; CO; Facilitate FiNet practice; 100% OWNERSHIP; Start Date 04/17/2026; 1 hr per month; Zero during trading;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-26
  • S66 Uniform Combined State Law Examination
    2015-03-26
Designations

View on SEC IAPD

Other Firms

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