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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2014 | 04/2022 |
| Bank Of America, N.A. | Houston | TX | 11/2014 | 04/2022 |
| J.P. Morgan Securities Llc | Kingwood | TX | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Kingwood | TX | 04/2022 | Present |
| Jarrod Shaw Llc | Humble | TX | 08/2020 | Present |
| Houston Playaz | Humble | TX | 10/2025 | Present |
Entity Name: Houston Playaz Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 10/10/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization is a youth basketball organization. My role is coach and director. Entity Name: Jarrod Shaw LLC Investment related: No "Address: 151274 Rainy Dawn Ct Humble, TX 77346" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/21/2020 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: This OBA is to Buy and Flip or Buy and Rent residential or commercial real estate. I will be owner/operator.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-04 |
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