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10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-24 |
| CA | RA | APPROVED | 2024-10-02 |
Branch Locations
10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco | Newport Beach | CA | 11/2014 | 03/2017 |
| Invesco | Newport Beach | CA | 04/2018 | 07/2024 |
| Tarbox Family Office | Newport Beach | CA | 03/2017 | 01/2018 |
| Simplify Asset Management Inc. | Dana Point | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-06-29 |
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