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Aaron Michael Stern

Main Street Research LLC

Lakeville, CT

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Current Employers
Main Street Research Llc

342 Main Street, Lakeville, CT 06039 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-26
HI RA APPROVED 2022-08-30
NV RA APPROVED 2022-05-05
CT RA APPROVED 2022-04-27
CA RA APPROVED 2014-11-24
  • NY RA
    APPROVED
    Since 2024-01-26
  • HI RA
    APPROVED
    Since 2022-08-30
  • NV RA
    APPROVED
    Since 2022-05-05
  • CT RA
    APPROVED
    Since 2022-04-27
  • CA RA
    APPROVED
    Since 2014-11-24

Branch Locations

342 Main Street, Lakeville, CT 06039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Research Llc Sausalito CA 05/2005 12/2018
Main Street Research Llc Sausalito CA 01/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-24
  • S65 Uniform Investment Adviser Law Examination
    2014-11-24

View on SEC IAPD

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