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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
16 N Marengo Ave Ste 409, Pasadena, CA 91101-6111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Pasadena | CA | 09/2004 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Los Angeles | CA | 12/2004 | 07/2021 |
| Self Employed | Los Angeles | CA | 11/2007 | 07/2021 |
| Financial Planning Assoc - San Gabriel Valley | La Canada | CA | 06/2014 | 07/2021 |
| Silver Lake Chamber | Los Angeles | CA | 05/2015 | 04/2021 |
| Ecs - Investment Committee Chair | Alhambra | CA | 10/2009 | 01/2019 |
| Bni, Huntington Library Chapter | Alhambra | CA | 04/2016 | 07/2021 |
| Montecedro Board Of Directors | Altadena | CA | 02/2016 | 01/2019 |
| Bni San Gabriel And Inland West | Upland | CA | 10/2016 | 10/2020 |
| Financial Planning Association San Gabriel Valley Chapter | Pasadena | CA | 01/2019 | 12/2020 |
| Financial Planning Assoc. Of California | Huntington Beach | CA | 01/2019 | 12/2019 |
| Benjamin Lemon Inc | Pasadena | CA | 08/2019 | 07/2021 |
| Financial Planning Association | Denver | CO | 01/2020 | 07/2021 |
| Financial Planning Association San Gabriel Valley Chapter | Denver | CO | 01/2021 | 07/2021 |
| Lpl Financial Llc | Pasadena | CA | 07/2021 | Present |
1) 01/01/1989 - Outside/W-2 Employment - Benjamin Lemon - Investment Related - Los Angeles , CA 2) 01/01/2020 - Business Entity For Tax/Investment Purposes Only - Benjamin Lemon - Investment Related - 50 hours per month - Pasadena , CA 3) 01/01/2015 - Other - Securian / Minnesota Life, Life Ins and Annuity - Investment Related - 2 hours per month - Pasadena, CA 4) 03/28/2022 - Benjamin Lemon Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/15/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading. 5) 11/29/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/25/2022 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-04 |
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