Clayton Cohen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 05/2018
  Jp Morgan Securities Llc
  New York, NY
• 02/2014 → 05/2018
  Jpmorgan Chase Bank
  New York, NY
• 05/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2015 → 07/2017
  New York University
  New York, NY
• 06/2018 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2016-06-20 → 2018-05-15
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

I*121713 For profit or not for profit: Non-Profit Organization Name of outside business organization: Jewish Community Center Investment related: N Address of business: New York, New York 10023 Nature of business: Other,Fraternal Organization Position, title, association: Part-Time, Start date of relationship: 2/24/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I would like to be a replacement sports coach for the JCC children's basketball program. The nature of this role is to work with children and help them learn the sport. It is to be very infrequent,as I will only work when one of the coaches is absent

Exams

• S66 Uniform Combined State Law Examination
  2016-06-06
• S63 Uniform Securities Agent State Law Examination
  2015-02-20

Other Names

• Clayton C Cohen
• Clayton Cohen
• Clayton Cohen
• Clayton Corey Cohen