Brian Joseph Sheehan

Employer firm

Rossmore Private Capital, LLC CRD 288453

$1.92B regulatory AUM 322 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• SOME PARTNERS OF ROSSMORE PROVIDE TRUSTEE SERVICES, SERVE AS EXECUTOR, OR AS AGENT UNDER POA.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT
• 02/2007 → 03/2017
  Bank Of America, N.A.
  Hartford, CT
• 05/2017 → Present
  Rossmore Private Capital, Llc
  Rocky Hill, CT

Previous Registrations

• 2015-04-22 → 2017-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT

Other Businesses

MALTA HOUSE OF CARE, INC. ADDRESS OF BUSINESS: 136 FARMINGTON AVENUE, HARTFORD, CT 06105. NATURE OF BUSINESS: CHARITABLE ORGANIZATION. POSITION, TITLE ASSOCIATION: DIRECTOR. START DATE OF RELATIONSHIP: 2/28/2012. NUMBER OF HOURS DEVOTED: 75 HOURS ANNUALLY. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 25 HOURS ANNUALLY. DUTIES: PURPOSE OF. MALTA HOUSE OF CARE IS TO PROVIDE PRIMARY CARE MEDICAL SERVICES TO UNINSURED RESIDENTS IN THE GREATER HARTFORD AREA. MY RESPONSIBILITIES INCLUDE BOARD CHAIR AND FINANCE COMMITTEE MEMBERSHIP; THOUGH THESE ROLES, I PROVIDE GOVERNANCE/BOARD LEADERSHIP, AND FIDUCIARY OVERSIGHT WITH RESPECT TO MANAGEMENT OF THE CLINIC, ITS FUNDRAISING/ ACTIVITIES, AND ITS FINANCIAL ACCOUNTS.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-21

Designations

• Certified Financial Planner

Other Names

• Brian Sheehan