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Current Employers
Kenneth Dean & Co Financial Advisory Services

3020 Old Ranch Parkway #300, Seal Beach, CA 90740 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3020 Old Ranch Parkway #300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth Dean & Co Seal Beach CA 02/1992 07/2020
Waddell & Reed Financial Advisors Seal Beach CA 07/2016 08/2018
Midcity Mortgage Seal Beach CA 02/1992 Present
Kenneth Dean & Co Financial Advisory Services Seal Beach CA 07/2020 Present
  • 02/1992 → 07/2020
    Kenneth Dean & Co
    Seal Beach, CA
  • 07/2016 → 08/2018
    Waddell & Reed Financial Advisors
    Seal Beach, CA
  • 02/1992 → Present
    Midcity Mortgage
    Seal Beach, CA
  • 07/2020 → Present
    Seal Beach, CA
Previous Registrations
  • 2016-07-06 → 2018-08-06
    Waddell & Reed
    Seal Beach, CA
    Irvine, CA
    Las Vegas, NV
    Las Vegas, NV
  • 2015-02-18 → 2016-06-14
    Long Beach, CA
Other Businesses

NAME: MID CITY MORTGAGE INVESTMENT RELATED: NO ADDRESS: 3020 Old Ranch Parkway, #300 Seal Beach, CA 90740 NATURE OF BUSINESS: MORTGAGE BROKER POSITION:BROKER HOURS/MONTH: 15 DURING TRADING:15 DUTIES: MORTGAGE FINANCING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-18
  • S66 Uniform Combined State Law Examination
    2015-02-18
Other Names
  • Ken Hinkle

View on SEC IAPD

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