Andy A Rubio

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-23
NY	RA	APPROVED	2022-06-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Bank	Corona	NY	06/2016	09/2018
Hsbc Securities (Usa) Inc.	Corona	NY	06/2016	11/2017
New York Life Insurance Company	New York	NY	09/2018	10/2019
Nylife Securities Llc	New York	NY	09/2018	10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Alpharetta	GA	10/2019	06/2022
Hult International Business School	Cambridge	MA	09/2018	08/2019
Ups	Boston	MA	10/2018	01/2019
Amazon	Everett	MA	10/2018	10/2018
Bank Of America, N.A	Alpharetta	GA	12/2019	06/2022
J.P. Morgan Securities Llc	New York	NY	05/2022	Present
Jpmorgan Chase Bank, N.A.	New York	NY	05/2022	Present
Si Bulldogs Inc	Garden City	NY	08/2019	10/2019

06/2016 → 09/2018

Hsbc Bank

Corona, NY
06/2016 → 11/2017

Hsbc Securities (Usa) Inc.

Corona, NY
09/2018 → 10/2019

New York Life Insurance Company

New York, NY
09/2018 → 10/2019

Nylife Securities Llc

New York, NY
10/2019 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA
09/2018 → 08/2019

Hult International Business School

Cambridge, MA
10/2018 → 01/2019

Ups

Boston, MA
10/2018 → 10/2018

Amazon

Everett, MA
12/2019 → 06/2022

Bank Of America, N.A

Alpharetta, GA
05/2022 → Present

J.P. Morgan Securities Llc

New York, NY
05/2022 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
08/2019 → 10/2019

Si Bulldogs Inc

Garden City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-16
S63	Uniform Securities Agent State Law Examination	2015-02-19

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