Nathaniel Joseph Miller

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Miller Retirement Group
  Lawrence, KS
• 04/2016 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2014-11-18 → 2016-03-23
  Global Financial Private Capital, Inc.
  Lawrence, KS
  Sarasota, FL

Other Businesses

1.) MILLER RETIREMENT GROUP; YES INVESTMENT RELATED; 805 NEW HAMPSHIRE STE B, LAWRENCE, KS 66049; INSURANCE PRODUCER FOR LIFE AND ANNUITIES; OWNER; START DATE 12/2010; APPROX 120-160 HOURS HRS/MONTH; APPROX 120 HOURS DURING TRADING; MARKETING FOR RETIREMENT INCOME PROSPECTS, MEETING WITH PROSPECTIVE CLIENTS, IDENTIFYING NEEDS, PRESENTING AND CLOSING SOLUTIONS. 2.) R 72 REAL ESTATE LLC; YES INVESTMENT RELATED; 1326 KANZA DR, LAWRENCE, KS, 66609; REAL ESTATE; OWNER; START DATE 11/2019; APPROX 8 HRS/MONTH, APPROX 0 HOURS/MONTH DURING TRADING; FIND REAL ESTATE FOR RENTAL PROPERTIES. 3.) M&M REAL ESTATE HOLDINGS, LLC; YES INVESTMENT RELATED; 1326 KANZA DR., LAWRENCE, KS 66049; REAL ESTATE INVESTMENT PROPERTIES; PARTNER; START DATE 12/18/2020; APPROX 15 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FIND REAL ESTATE FOR RENTAL PROPERTIES. 4.) PREPARE INSTITUTE; NOT INVESTMENT RELATED; 805 NEW HAMPSHIRE ST, STE B, LAWRENCE, KS 66044; DEVELOP COLLEGE STYLE COURSES ON RETIREMENT PLANNING THAT THE ADVISOR CAN THEN USE TO MARKET THEIR SERVICES TO PROSPECTIVE CLIENTS; CUSTOMER; 10/2025; APPROX 8HRS/MO; APPROX 0HRS/MO DURING SECURITIES TRADING HOURS; UTILIZING THIS COMPANY AS A MARKETING PARTNER FOR THE DEVELOPMENT OF THE COLLEGE STYLE COURSE AND THE MARKETING TO PROSPECTIVE CLIENTS. 5.) ESTATE PLANNING DOCUMENTS SERVICES; NOT INVESTMENT RELATED; 805 NEW HAMPSHIRE ST, STE B, LAWRENCE, KS 66044; ESTATE PLANNING; FACILITATOR; 8/13/2026; APPROX. 5HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; INTRODUCE, COORDINATE, AND PROVIDE ACCESS TO PLATFORM FOR CLIENTS TO PREPARE ESTATE PLANNING DOCUMENTS. 6.) TERMS LEGACY, LLC; NOT INVESTMENT RELATED; 805 NEW HAMPSHIRE ST, STE B, LAWRENCE, KS 66044; ESTATE PLANNING; OWNER; 8/13/2026; APPROX. 5HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; I WILL OVERSEE ONE EMPLOYEE WHO I HAVE PUT IN CHARGE OF THIS INITIATIVE. I MAY MAKE SUGGESSTIONS TO CURRENT CLIENTS AND PROSPECTS WHO MAY NEED HELP WITH THE ESTATE PLANNING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-24

Other Names

• Nate Miller