Justin Keating

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 09/2017
  Lebenthal And Co, Llc
  New York, NY
• 09/2017 → 12/2017
  Dinosaur Financial Group, Llc
  New York, NY
• 07/2022 → 08/2023
  First Republic Investment Management, Inc.
  New York, NY
• 04/2023 → 10/2023
  First Republic Securities Company, Llc
  New York, NY
• 04/2015 → 09/2020
  Lisanti Capital Growth
  New York, NY
• 09/2020 → 07/2022
  Principal Global Investors
  Des Moines, IA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2023-08-24 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY

Other Businesses

Name: Thy Royalty LLC Address: Hoboken, NJ Investment-related: No Nature of the business: Retail/Online Stores Role: Partner Start Date: May 2021 Description of duties: customer service Number of hours each month: 10 hours a month Number of hours during trading:  during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2023-08-23
• S63 Uniform Securities Agent State Law Examination
  2015-04-02

Other Names

• Justin John Keating