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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-28 |
| NY | RA | APPROVED | 2024-06-06 |
| TX | RA | APPROVED | 2024-06-06 |
Branch Locations
1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lebenthal And Co, Llc | New York | NY | 11/2015 | 09/2017 |
| Dinosaur Financial Group, Llc | New York | NY | 09/2017 | 12/2017 |
| First Republic Investment Management, Inc. | New York | NY | 07/2022 | 08/2023 |
| First Republic Securities Company, Llc | New York | NY | 04/2023 | 10/2023 |
| Lisanti Capital Growth | New York | NY | 04/2015 | 09/2020 |
| Principal Global Investors | Des Moines | IA | 09/2020 | 07/2022 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2023 | Present |
Name: Thy Royalty LLC Address: Hoboken, NJ Investment-related: No Nature of the business: Retail/Online Stores Role: Partner Start Date: May 2021 Description of duties: customer service Number of hours each month: 10 hours a month Number of hours during trading: during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-02 |
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