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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-28
NY RA APPROVED 2024-06-06
TX RA APPROVED 2024-06-06
  • NJ RA
    APPROVED
    Since 2025-11-28
  • NY RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED
    Since 2024-06-06

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lebenthal And Co, Llc New York NY 11/2015 09/2017
Dinosaur Financial Group, Llc New York NY 09/2017 12/2017
First Republic Investment Management, Inc. New York NY 07/2022 08/2023
First Republic Securities Company, Llc New York NY 04/2023 10/2023
Lisanti Capital Growth New York NY 04/2015 09/2020
Principal Global Investors Des Moines IA 09/2020 07/2022
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2023 Present
  • 11/2015 → 09/2017
    Lebenthal And Co, Llc
    New York, NY
  • 09/2017 → 12/2017
    Dinosaur Financial Group, Llc
    New York, NY
  • 07/2022 → 08/2023
    First Republic Investment Management, Inc.
    New York, NY
  • 04/2023 → 10/2023
    First Republic Securities Company, Llc
    New York, NY
  • 04/2015 → 09/2020
    Lisanti Capital Growth
    New York, NY
  • 09/2020 → 07/2022
    Principal Global Investors
    Des Moines, IA
  • 09/2023 → Present
    New York, NY
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2023-08-24 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
Other Businesses

Name: Thy Royalty LLC Address: Hoboken, NJ Investment-related: No Nature of the business: Retail/Online Stores Role: Partner Start Date: May 2021 Description of duties: customer service Number of hours each month: 10 hours a month Number of hours during trading:  during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Justin John Keating

View on SEC IAPD

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