Erik K. Hofstrom

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial Llc
  Mount Pleasant, SC
• 05/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2005-01-27 → 2005-09-01
  Equitable Advisors, Llc
  Mt. Pleasant, SC

Other Businesses

(1) 12/29/2014: LIVSWELL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2015 - 200 HR/MO 7 DURING SECS TRDG HRS (2) 12/29/2014: CURRENCE ADVISORY - INV REL - 1156 BOWMAN RD MOUNT PLEASANT, SC 29464 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2015 - NO TIME SPENT. (3) 02/12/2018 - No Business Name - Investment Related - Charleston, SC - Real Estate Rental - Start Date 03/01/2018 - 5 Hours Per Month/0 During Securities Trading. (4) 05/15/2023: LIVSWELL - DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/15/2023 - 200 HR/MO 7 DURING SECS TRDG HRS (5) 05/31/2023 - Livswell - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/01/2016 - 225 Hours Per Month/ 130 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 05/31/2023 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 05/16/2023 - 225 Hours Per Month/ 130 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 12/07/2023 - Sage Insurance Partners - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/17/2023 - 4 Hrs/Mo During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-22