Joshua Brandon Bradford

Wedbush Securities Inc.

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Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unionbanc Investment Services	Glendale	CA	02/2017	05/2021
Unemployed	Northridge	CA	09/2016	01/2017
Wedbush Securities Inc.	Los Angeles	CA	06/2021	Present

02/2017 → 05/2021

Unionbanc Investment Services

Glendale, CA
09/2016 → 01/2017

Unemployed

Northridge, CA
06/2021 → Present

Wedbush Securities Inc.

Los Angeles, CA

Previous Registrations

2017-02-15 → 2021-06-02

U.S. Bancorp Advisors, Llc

Glendale, CA
2015-10-07 → 2016-09-02

Sierra Investment Management, Llc

Santa Monica, CA
2014-12-10 → 2015-05-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Van Nuys, CA

Newhall, CA

Santa Clarita, CA

Newhall, CA
2013-01-11 → 2014-10-30

Assetmark, Inc.

Concord, CA
2012-01-04 → 2012-11-28

Wells Fargo Clearing Services, Llc

Santa Barbara, CA

San Luis Obispo, CA
2011-01-03 → 2011-04-06

Wells Fargo Clearing Services, Llc

Montecito, CA
2007-12-12 → 2011-01-03

Wells Fargo Investments, Llc

Montecito, CA

Valencia, CA

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-11
S63	Uniform Securities Agent State Law Examination	2004-11-12

S66 Uniform Combined State Law Examination

2007-12-11
S63 Uniform Securities Agent State Law Examination

2004-11-12

Other Names

Joshua Bradford
Joshua Brandon Bradford
Joshua B Bradford

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA

STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

MML INVESTORS SERVICES, LLC · Pasadena, CA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA

NASDAQ DORSEY WRIGHT · Pasadena, CA

U.S. BANCORP ADVISORS, LLC · Pasadena, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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