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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-03-05
  • MO RA
    APPROVED
    Since 2020-03-05

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott Underwood Saint Louis MO 03/2020 Present
Northwestern Mutual Investment Services Llc Saint Louis MO 03/2020 Present
Unemployed Springfield MO 06/2019 03/2020
Morgan Stanley Los Angeles CA 11/2014 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2021 Present
  • 03/2020 → Present
    Scott Underwood
    Saint Louis, MO
  • 03/2020 → Present
    Saint Louis, MO
  • 06/2019 → 03/2020
    Unemployed
    Springfield, MO
  • 11/2014 → 06/2019
    Los Angeles, CA
  • 04/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2015-01-23 → 2019-06-18
    Los Angeles, CA
    Long Beach, CA
    Rolling Hills Estates, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23
Other Names
  • Bevan John Gourley
  • Bevan P Gourley

View on SEC IAPD

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