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Katie Adcock Peeden

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-27
  • NC RA
    APPROVED
    Since 2022-06-27

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 06/2014 09/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2021
First Citizens Investor Services Raleigh NC 09/2021 Present
First Citizens Bank Raleigh NC 09/2021 Present
  • 06/2014 → 09/2021
    Fidelity Brokerage Services Llc
    Durham, NC
  • 07/2018 → 09/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 09/2021 → Present
    First Citizens Bank
    Raleigh, NC
Previous Registrations
  • 2018-07-13 → 2021-08-30
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-06-29 → 2018-07-13
    Strategic Advisers Llc
    Durham, NC
    Cary, NC
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2015-01-22
Designations
Other Names
  • Katie Anne Adcock

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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