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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-08-11
FL RA APPROVED 2021-08-06
TX RA APPROVED_RES 2021-08-05
  • SC RA
    APPROVED
    Since 2021-08-11
  • FL RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2021-08-05

Branch Locations

111 Coleman Blvd Suite 403, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Mt. Pleasant SC 11/2014 Present
Truist Investment Services, Inc. Mt. Pleasant SC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 08/2021
Janney Montgomery Scott Llc Mt. Pleasant SC 08/2021 Present
Previous Registrations
  • 2021-02-17 → 2021-08-05
    Atlanta, GA
  • 2015-08-05 → 2021-02-17
    Bb&T Securities, Llc
    St. Augustine, FL
    Mt. Pleasant, SC
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2015-08-03
Other Names
  • Sean Link

View on SEC IAPD

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