Best Investors Account Sign in

Lathen Hardy

J.P. Morgan Securities LLC

Plano, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
  • TX RA
    APPROVED
    Since 2026-02-11

Branch Locations

8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 01/2026 Present
Jpmorgan Chase Bank, N.A. Plano TX 01/2026 Present
Charles Schwab Dallas TX 11/2017 02/2026
Principal Financial Group Indianapolis IN 12/2015 11/2017
Ups Indianapolis IN 11/2016 04/2017
  • 01/2026 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 11/2017 → 02/2026
    Charles Schwab
    Dallas, TX
  • 12/2015 → 11/2017
    Principal Financial Group
    Indianapolis, IN
  • 11/2016 → 04/2017
    Ups
    Indianapolis, IN
Previous Registrations
  • 2018-10-30 → 2026-02-18
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Bend, OR
    Eugene, OR
    Reno, NV
    Eugene, OR
    Bend, OR
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-19
S63 Uniform Securities Agent State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2018-10-19
  • S63 Uniform Securities Agent State Law Examination
    2015-05-28
Other Names
  • Lathen Hardy
  • Lathen Hardy

View on SEC IAPD

Other Firms

VANGUARD ADVISERS, INC.
TTFCM LLC
BBAE ADVISORS LLC
PARADIGM GROUP
CAISHEN FINANCIAL
EVERGREEN WEALTH ADVISORS
EDWARD JONES
KICKING HORSE INVESTMENT MANAGEMENT, LLC

Other Investors

John Wayne Purvis
Guy Rene Mondjii
GREGORY THOMAS HANSEN
CLAYBORN PAUL MCCLINTON
BRIAN Michael STRANGE
Seth Gregory Downing
GEORGE ALBERT CENTENO
ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

More in Plano, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor