Matthew Clark Phillips

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2021
  Trilogy Financial Services Inc
  Corona, CA
• 11/2014 → 11/2017
  National Planning Corporation
  Corona, CA
• 06/2016 → 01/2021
  Trilogy Capital
  Corona, CA
• 02/2021 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 02/2021 → Present
  Cetera Investment Advisers Llc
  Monrovia, CA

Previous Registrations

• 2016-06-21 → 2021-02-01
  Trilogy Capital, Inc.
  Corona, CA
  Irvine, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-02-13
• S65 Uniform Investment Adviser Law Examination
  2016-05-23

Other Names

• Mathew Phillips
• Mathew Clark Phillips