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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-02 |
| TX | RA | APPROVED_RES | 2022-08-01 |
Branch Locations
100 Se 3Rd Avenue Suite 1350, Fort Lauderdale, FL 33394 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 10/2014 | Present |
| Bank Of America Na | Miami | FL | 10/2014 | Present |
| Wells Fargo Advisors Financial Network, Llc | Fort Lauderdale | FL | 07/2022 | Present |
DW CAPITAL HOLDINGS, LLC, INV RELATED, FT. LAUDERDALE, FL, 100% OWNERSHIP, START 8/1/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. DJW INVESTMENT LLC, INV RELATED, FORT LAUDERDALE, FL, 100% OWNERSHIP, START 4/16/2004, 4 HOURS PER MONTH, 2 HOURS DURING TRADING, HOLDS REAL ESTATE AND ESTATE PLANNING. MIKE WEIHER HOLDING LLC, INV RELATED, FORT LAUDERDALE, FL, 50% OWNERHSIP, START 7/29/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, MUSIC COMPANY. RENTAL PROPERTY, INV RELATED, COLDWATER, MI, 100% OWNERSHIP, START 4/1/2021, 4 HOURS PER MONTH, 2 HOURS DURING TRADING. DJW INVESTMENTS LLC, INV RELATED, PLYMOTH, MI, 100% OWNERSHIP, START 12/8/2020, 4 HOURS PER MONTH, 2 HOURS DURING TRADING, DUAL STATE LLC HOLDS REAL ESTATE AND ESTATE PLANNING. DJW MARINE INVESTMENTS LLC, NOT INV RELATED, COLDWATER, MI, 100% OWNERSHIP, START 3/2/2021, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, PONTOON BOAT RENTAL. SAINT ANTHONY CATHOLIC SCHOOL SAFE BOARD; NOT INV. RELATED; FORT LAUDERDALE, FL; TREASURER; START 10/1/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: REVIEW & DISCUSS FINANCES OF THE SCHOOL. AGI CAPITAL MANAGEMENT LLC, INV RELATED, FT LAUDERDALE, FL, 70% OWNERSHIP, START: 8/1/22, 160HRS A MONTH, 8 HRS DURING TRADING, FINET PRACTICE. DWJB REAL ESTATE HOLDINGS LLC; INV. RELATED; FORT LAUDERDALE, FL; 50% OWNERSHIP; START DATE 8/1/2022; 0 HOURS PER MONTH; 0 HOURS DURING BUSINESS. LIVINGTHEDREAM45 LLC; NOT INV. RELATED; FORT LAUDERDALE, FL; 100% OWNERSHIP; LLC OWNS BOAT; START DATE 6/24/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: OWNER. 5713 CRI LLC; INV. RELATED; FORT FAUDERDALE, FL; 50% OWNERSHIP; LLC OWNS RENTAL PROPERTY; START DATE 6/24/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; DUTIES: OWN PROPERTY. RENTAL PROPERTY; INV. RELATED; FORT LAUDERDALE, FL; 100% OWNERSHIP; START DATE 7/10/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: OWN PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-23 |
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