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Qixuan Wu

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-18
  • CA RA
    APPROVED
    Since 2023-01-18

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 01/2020 05/2021
University Of California - San Diego San Diego CA 09/2013 06/2019
N/A San Diego CA 06/2019 01/2020
Morgan Stanley Private Bank, N.A New York NY 05/2021 12/2022
Ubs Pasadena CA 01/2022 Present
  • 01/2020 → 05/2021
    Morgan Stanley
    New York, NY
  • 09/2013 → 06/2019
    University Of California - San Diego
    San Diego, CA
  • 06/2019 → 01/2020
    N/A
    San Diego, CA
  • 05/2021 → 12/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 01/2022 → Present
    Ubs
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-30
  • S66 Uniform Combined State Law Examination
    2021-01-30

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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