Thomas Robert Berrisford

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2007 → 06/2022
  The College Of St. Scholastica
  Duluth, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Northview Financial Partners
  Duluth, MN

Other Businesses

1.WILL BE CONDUCTING INSURANCE BUSINESS THROUGH ADVISORNET INSURANCE; 2. SELLWOOD PARTNERS, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, LLC TO OVERSEE BUSINESS ADMINISTRATION OF SALES OFFICE, START 12/01/2013, 20HRS/WK (TRADING HOURS), TREASURER & OFFICE MANAGER; 3. LAKE PARK LITTLE LEAGUE NOT INVESTMENT RELATED DULUTH, MN AT LARGE BOARD MEMBER 1 HOUR WEEKLY, NONE DURING TRADING HOURS GENERAL PARTICIPATION IN BOARD FUNCTIONS 4. NAME OF OTHER BUSINESS: NORTHVIEW FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2013-04-24