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Thomas Robert Berrisford

Cetera Investment Advisers LLC

Duluth, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

202 West Superior St Ste 810, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
The College Of St. Scholastica Duluth MN 01/2007 06/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Northview Financial Partners Duluth MN 06/2025 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2007 → 06/2022
    The College Of St. Scholastica
    Duluth, MN
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Northview Financial Partners
    Duluth, MN
Other Businesses

1.WILL BE CONDUCTING INSURANCE BUSINESS THROUGH ADVISORNET INSURANCE; 2. SELLWOOD PARTNERS, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, LLC TO OVERSEE BUSINESS ADMINISTRATION OF SALES OFFICE, START 12/01/2013, 20HRS/WK (TRADING HOURS), TREASURER & OFFICE MANAGER; 3. LAKE PARK LITTLE LEAGUE NOT INVESTMENT RELATED DULUTH, MN AT LARGE BOARD MEMBER 1 HOUR WEEKLY, NONE DURING TRADING HOURS GENERAL PARTICIPATION IN BOARD FUNCTIONS 4. NAME OF OTHER BUSINESS: NORTHVIEW FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-24
  • S66 Uniform Combined State Law Examination
    2013-04-24

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