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Stephanie Ann Schwall

J.P. Morgan Securities LLC

Arlington Hts, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-15
IL RA APPROVED 2014-09-25
  • TX RA
    APPROVED
    Since 2014-10-15
  • IL RA
    APPROVED
    Since 2014-09-25

Branch Locations

One N. Dunton Avenue, Arlington Hts, IL 60005 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Arlington Heights IL 08/2014 Present
J.P. Morgan Securities Llc Arlington Heights IL 08/2014 Present
  • 08/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 08/2014 → Present
    J.P. Morgan Securities Llc
    Arlington Heights, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-18
S63 Uniform Securities Agent State Law Examination 2013-03-04
  • S66 Uniform Combined State Law Examination
    2014-09-18
  • S63 Uniform Securities Agent State Law Examination
    2013-03-04
Other Names
  • Steph Daly
  • Stephanie A Daly
  • Stephanie Ann Daly

View on SEC IAPD

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