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Sean Michael Mcbride

Wells Fargo Clearing Services, LLC

New York, NY

Stamford , CT

CRD 6150125

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-25
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2017-12-01
TX RA APPROVED_RES 2017-11-30
  • CT RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2017-12-01
  • TX RA
    APPROVED_RES
    Since 2017-11-30

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Stamford , CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2014 11/2017
Wells Fargo Clearing Services Llc New York NY 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-22
S63 Uniform Securities Agent State Law Examination 2013-01-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2013-01-18
Other Names
  • Sean Mcbride
  • Sean Michael Mcbride
  • Sean Mcbride

View on SEC IAPD

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