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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-06 |
| MT | RA | APPROVED | 2026-07-22 |
| LA | RA | APPROVED | 2026-06-25 |
| UT | RA | APPROVED | 2026-03-17 |
| SC | RA | APPROVED | 2025-09-10 |
| KS | RA | APPROVED | 2024-09-04 |
| OK | RA | APPROVED | 2024-07-08 |
| DE | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED | 2023-01-18 |
| NM | RA | APPROVED | 2022-11-22 |
| NC | RA | APPROVED | 2022-07-27 |
| IA | RA | APPROVED | 2022-06-10 |
| DC | RA | APPROVED | 2021-12-09 |
| VA | RA | APPROVED | 2021-11-15 |
| PA | RA | APPROVED | 2021-11-03 |
| ND | RA | APPROVED | 2021-05-10 |
| NY | RA | APPROVED | 2021-04-16 |
| IL | RA | APPROVED | 2021-01-29 |
| NJ | RA | APPROVED | 2020-06-29 |
| AZ | RA | APPROVED | 2020-01-28 |
| CO | RA | APPROVED | 2020-01-16 |
| NV | RA | APPROVED | 2019-09-16 |
| FL | RA | APPROVED | 2019-03-28 |
| OR | RA | APPROVED | 2019-03-26 |
| WI | RA | APPROVED | 2019-01-12 |
| WA | RA | APPROVED | 2017-02-06 |
| CA | RA | APPROVED | 2017-01-06 |
| MD | RA | APPROVED | 2016-06-30 |
| HI | RA | APPROVED | 2013-07-12 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Honolulu | HI | 01/2013 | Present |
| Side Street Inn | Honolulu | HI | 01/2009 | Present |
| Park Avenue Securities | Honolulu | HI | 03/2013 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
1) Notary Public-Independent Contractor to provide notary services, Start: 04/01/2020, Address: 677 Ala Moana Blvd. Ste 720 Honolulu, HI 96813, 5 total hours per month, 5 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Hawaii Army National Guard, Start: 02/26/2021, Address: 91-1227 Enterprise Avenue Kapolei, HI, 96707, 16 total hours per month, 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Insurance outside of Guardian, Start: 01/01/2013, Address: 500 Ala Moana Blvd Suite 3-400 Honolulu, HI 96813, 1 total hours per month, 1 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Snooze Hal-owner, Nature of Business: online sales, Start date: 12/29/2025, Address: 1610 Kanunu St. Apt 1506, Honolulu, HI 96814, Duties: selling bedding products, 5 total hours per month; 0 during securities trading hours, Not investment related, 5) CAO Financial LLC-owner, Nature of Business: Single member LLC set up for tax purposes, Start date: 12/19/2025, Address: 1610 Kanunu St. Apt 1506, Honolulu, HI, 96814, Duties: owner, 1 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-12 |
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