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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-13 |
| PA | RA | APPROVED | 2019-02-18 |
| FL | RA | APPROVED | 2019-01-11 |
| MD | RA | APPROVED | 2019-01-10 |
| NJ | RA | APPROVED | 2018-04-04 |
Branch Locations
101 Town Center Dr Ste 111, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 04/2013 | 05/2017 |
| National Planning Corportaion | Warren | NJ | 06/2017 | 11/2017 |
| Lpl Financial Llc | Warren | NJ | 11/2017 | Present |
1. 11/29/2017 - BEACON FINANCIAL GROUP INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/2017 - 10 Hours Per Month/10 During Securities Trading. 2. 1/27/2020 - MPowered Finance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/20/2020 - 56 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
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