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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-04
TX RA APPROVED 2021-03-04
  • CA RA
    APPROVED
    Since 2021-03-04
  • TX RA
    APPROVED
    Since 2021-03-04

Branch Locations

9994 Scripps Ranch Blvd, San Diego, CA 92131 • United States

10541 Scripps Poway Pkwy, San Diego, CA 92131 • United States

4440 Wightman Avenue, Suite 100, San Diego, CA 92105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc South Pasadena CA 12/2012 02/2021
Jpmorgan Chase Bank South Pasadena CA 05/2012 02/2021
Jpmorgan Chase Bank, N.A. San Diego CA 02/2021 Present
J.P. Morgan Securities Llc San Diego CA 02/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Annie Le
  • Nhut Anh Annie Le
  • Annie Anh Le
  • Nhut Anh T Le
  • Nhut Anh Thi Le
  • Annie Dang

View on SEC IAPD

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