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Thomas John Kavanagh

Wealthspire Advisors

New York, NY

New York, NY

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-29
  • NY RA
    APPROVED
    Since 2022-06-29

Branch Locations

90 Park Ave Suite 1700, New York, NY 10016 • United States

521 Fifth Avenue, 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services New York NY 07/2014 05/2018
Lenox Advisors, Inc (Mass Mutual) New York NY 01/2013 05/2018
Lenox Wealth Advisors, Llc New York NY 05/2018 06/2022
Wealthspire Advisors New York NY 06/2022 Present
  • 07/2014 → 05/2018
    Mml Investors Services
    New York, NY
  • 01/2013 → 05/2018
    Lenox Advisors, Inc (Mass Mutual)
    New York, NY
  • 05/2018 → 06/2022
    Lenox Wealth Advisors, Llc
    New York, NY
  • 06/2022 → Present
    New York, NY
Previous Registrations
  • 2021-08-18 → 2022-07-05
    Wealthspire Advisors
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26
Designations

View on SEC IAPD

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