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Elizabeth Glaser Johnson

Iowa Wealth Management, LLC

West Des Moines, IA

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Current Employers
Iowa Wealth Management, Llc

4601 Westown Parkway Suite 210, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-08-27
  • IA RA
    APPROVED
    Since 2018-08-27

Branch Locations

4601 Westown Parkway Suite 210, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc Spirit Lake IA 05/2016 08/2018
Lpl Financial Llc Spirit Lake IA 02/2018 08/2018
Iowa Wealth Management, Llc West Des Moines IA 08/2018 Present
Previous Registrations
  • 2018-02-14 → 2018-08-29
    Lpl Financial Llc
    Spirit Lake, IA
  • 2017-09-18 → 2018-02-14
    Sii Investments, Inc.
    Spirit Lake, IA
Other Businesses

1. 02/14/2018 - STYLIN' IOWAN BLOG - Not Investment Related - At Reported Business Location(s) - Other - Owner/Founder - 2 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-15
S63 Uniform Securities Agent State Law Examination 2017-06-21
  • S65 Uniform Investment Adviser Law Examination
    2017-09-15
  • S63 Uniform Securities Agent State Law Examination
    2017-06-21
Other Names
  • Libby Glaser
  • Elizabeth A Glaser
  • Elizabeth Anne Glaser

View on SEC IAPD

Other Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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