Wesley B Frazier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Beneficial Savings Bank
  Philadelphia, PA
• 01/2013 → Present
  Invest Financial Corp
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Philadelphia, PA

Previous Registrations

• 2013-12-05 → 2018-02-14
  Invest Financial Corporation
  Philadelphia, PA
  Bensalem, PA
  Chesterfield, NJ
  Philadelphia, PA
  Bordentown, NJ
  Willingboro, NJ
  Philadelphia, PA
  Feasterville Trevose, PA
  Philadelphia, PA
  Philadelphia, PA
  Newtown, PA
  Burlington, NJ
  Riverton, NJ
  Edgewater, NJ
  Delran, NJ
  Burlington, NJ
  Cherry Hill, NJ
  Burlington, NJ
  Pennsauken, NJ

Other Businesses

1. 02/14/2018 - INTEGRITY WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/26/17.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-18

Other Names

• Frazier B Wesley