John Avery Runnells

Rbc Rochdale, LLC

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Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-30
CA	RA	APPROVED	2018-07-06

TX RA
APPROVED

Since 2025-05-30
CA RA
APPROVED

Since 2018-07-06

Branch Locations

1800 West Loop South Suite 1450, Houston, TX 77027 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rim Securtities Llc	New York	NY	06/2015	05/2025
Cnr Securities, Llc	Houston	TX	05/2025	Present

06/2015 → 05/2025

Rim Securtities Llc

New York, NY
05/2025 → Present

Cnr Securities, Llc

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-05

S66 Uniform Combined State Law Examination

2018-07-05

Designations

Other Names

John Runnells

View on SEC IAPD

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