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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-07 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | St Cloud | MN | 07/2013 | 12/2017 |
| City Of Cold Spring | Cold Spring | MN | 12/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 12/2017 |
| Raymond James Financial Services,Inc | St Cloud | MN | 12/2017 | 11/2025 |
| Side Bar | Cold Springs | MN | 09/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Saint Cloud | MN | 12/2017 | 11/2025 |
| Hallett Financial Group | Saint Cloud | MN | 02/2018 | Present |
| 27 Red River Avenue S. | Cold Spring | MN | 03/2019 | Present |
| Cold Spring Fire & Rescue Dept. Relief Assoc. | Cold Spring | MN | 03/2019 | Present |
| Bremer Bank, A Division Of Old National Bank | Saint Cloud | MN | 12/2017 | 11/2025 |
| Old National Bank | Saint Cloud | MN | 11/2025 | Present |
| Lpl Financial Llc | Saint Cloud | MN | 11/2025 | Present |
1. 09/2025 - Old National Bank - Financial Institution Duty - Investment Related - 20 Hrs/Mth - 1 Hrs During Trading - Saint Cloud, MN 56301 - OBA Start Date: 11/07/2025 2. 09/2025 - Old National Bank Referral Program - Financial Institution Duty - Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Saint Cloud, MN 56301 - OBA Start Date: 11/07/2025 3. 09/2025 - City of Cold Spring - Outside/W-2 Employment - Not Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Cold Spring, MN 56320 - OBA Start Date:12/07/2009 4. 09.2025 - Cold Spring Fire Department Relief Association - Non-Profit Board Member - Not Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Cold Spring, MN 56320 - OBA Start Date:12/29/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-09 |
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