Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-11-07
  • MN RA
    APPROVED
    Since 2025-11-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4150 2Nd St South, St Cloud, MN 56301 • United States

4150 2Nd St South, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc St Cloud MN 07/2013 12/2017
City Of Cold Spring Cold Spring MN 12/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 12/2017
Raymond James Financial Services,Inc St Cloud MN 12/2017 11/2025
Side Bar Cold Springs MN 09/2017 Present
Raymond James Financial Services Advisors Inc. Saint Cloud MN 12/2017 11/2025
Hallett Financial Group Saint Cloud MN 02/2018 Present
27 Red River Avenue S. Cold Spring MN 03/2019 Present
Cold Spring Fire & Rescue Dept. Relief Assoc. Cold Spring MN 03/2019 Present
Bremer Bank, A Division Of Old National Bank Saint Cloud MN 12/2017 11/2025
Old National Bank Saint Cloud MN 11/2025 Present
Lpl Financial Llc Saint Cloud MN 11/2025 Present
  • 07/2013 → 12/2017
    St Cloud, MN
  • 12/2007 → Present
    City Of Cold Spring
    Cold Spring, MN
  • 03/2017 → 12/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2017 → 11/2025
    Raymond James Financial Services,Inc
    St Cloud, MN
  • 09/2017 → Present
    Side Bar
    Cold Springs, MN
  • 12/2017 → 11/2025
    Saint Cloud, MN
  • 02/2018 → Present
    Hallett Financial Group
    Saint Cloud, MN
  • 03/2019 → Present
    27 Red River Avenue S.
    Cold Spring, MN
  • 03/2019 → Present
    Cold Spring Fire & Rescue Dept. Relief Assoc.
    Cold Spring, MN
  • 12/2017 → 11/2025
    Bremer Bank, A Division Of Old National Bank
    Saint Cloud, MN
  • 11/2025 → Present
    Old National Bank
    Saint Cloud, MN
  • 11/2025 → Present
    Saint Cloud, MN
Previous Registrations
Other Businesses

1. 09/2025 - Old National Bank - Financial Institution Duty - Investment Related - 20 Hrs/Mth - 1 Hrs During Trading - Saint Cloud, MN 56301 - OBA Start Date: 11/07/2025 2. 09/2025 - Old National Bank Referral Program - Financial Institution Duty - Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Saint Cloud, MN 56301 - OBA Start Date: 11/07/2025 3. 09/2025 - City of Cold Spring - Outside/W-2 Employment - Not Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Cold Spring, MN 56320 - OBA Start Date:12/07/2009 4. 09.2025 - Cold Spring Fire Department Relief Association - Non-Profit Board Member - Not Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Cold Spring, MN 56320 - OBA Start Date:12/29/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-13
S63 Uniform Securities Agent State Law Examination 2013-09-09
  • S65 Uniform Investment Adviser Law Examination
    2015-04-13
  • S63 Uniform Securities Agent State Law Examination
    2013-09-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor