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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2017-06-28
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2017-06-28

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Fair Lawn, NJ • United States

Cwm Retail, Sales 734 Lexington Ave, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corproation New York NY 06/2014 06/2017
Citigroup New York NY 06/2017 Present
  • 06/2014 → 06/2017
    National Securities Corproation
    New York, NY
  • 06/2017 → Present
    Citigroup
    New York, NY
Other Businesses

Kor Materials Direct, LLC; Wholesale; Non-Investment Related; Bergenfield, NJ; Affiliation Start Date: 4/9/2019; Title: Representative; Duties: A representative admin for the LLC which is ran by spouse. Wholesale products for bid; 1 hour devoted to the OA each month during securities trading hours; 5 hours devoted to the OA each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-20
S63 Uniform Securities Agent State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2017-06-20
  • S63 Uniform Securities Agent State Law Examination
    2013-12-12
Other Names
  • Philip Diperna
  • Philip Kevin Diperna

View on SEC IAPD

Other Firms

Other Investors

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