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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2017-06-28 |
Branch Locations
Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States
Fair Lawn, NJ • United States
Cwm Retail, Sales 734 Lexington Ave, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corproation | New York | NY | 06/2014 | 06/2017 |
| Citigroup | New York | NY | 06/2017 | Present |
Kor Materials Direct, LLC; Wholesale; Non-Investment Related; Bergenfield, NJ; Affiliation Start Date: 4/9/2019; Title: Representative; Duties: A representative admin for the LLC which is ran by spouse. Wholesale products for bid; 1 hour devoted to the OA each month during securities trading hours; 5 hours devoted to the OA each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-12 |
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