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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED | 2025-08-08 |
Branch Locations
9121 Anson Way Suite 200 Office 204 [Satellite], Raleigh, NC 27615 • United States
572 Titus Ave, Rochester, NY 14617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegheny Financial Group | Pittsburgh | PA | 12/2012 | 02/2017 |
| Capitol Financial Solutions | Raleigh | NC | 02/2017 | 08/2025 |
| Royal Alliance Associates, Inc. | Raleigh | NC | 11/2018 | 08/2023 |
| Signator Investors, Inc. | Raleigh | NC | 02/2017 | 11/2018 |
| Osaic Wealth, Inc | Raleigh | NC | 08/2023 | 08/2025 |
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 08/2025 | Present |
ROMANO LLC; INV RELATED; RALEIGH,NC; FINANCIAL PLANNING AND WEALTH MANAGEMENT SERVICES;100% OWNERSHIP; -; START DATE: 08/12/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING; CONCORD PRIVATE WEALTH; INV RELATED; RALEIGH,NC; FINANCIAL PLANNING AND WEALTH MANAGEMENT SERVICES;50% OWNERSHIP; START DATE: 08/29/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-28 |
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