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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-24 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
1316 Adams St Ste 222, Nashville, TN 37208 • United States
Camino, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Aptos | CA | 02/2016 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Scotts Valley | CA | 02/2016 | 07/2021 |
| Scott Pimentel | Scotts Valley | CA | 03/2017 | 07/2021 |
| Jessie Queniart-Ingram | Scotts Valley | CA | 05/2014 | 07/2018 |
| Quell Financial Group | Aptos | CA | 10/2019 | 07/2021 |
| Holy Fire Reiki Iii Level I & Ii Practitioner | Scotts Valley | CA | 01/2021 | 07/2021 |
| Life Coach | Scotts Valley | CA | 05/2021 | 07/2021 |
| Lpl Financial Llc | Aptos | CA | 07/2021 | Present |
1) 10/2019 - DBA for LPL Business (entity for LPL business) / Quell Financial Group / Investment Related / Aptos, CA 95003 2) 05/2021 - Other- Life Coach 1099 Contractor / Life Coach / Not Investment Related / 0Hrs/Mo During Trading / Scotts Valley, CA 95066 3) 02/22/2022 - Holy Fire III Reiki Master - Not Investment Related - Home Based - Other-1099 Contractor - Start Date: 01/21/2022 - 12 Hours Per Month/4 Hours During Securities Trading - Providing Reiki Sessions to individuals. 4) 11/06/2024 - CDA Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/29/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-08 |
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