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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-22 |
| NC | RA | APPROVED | 2024-01-22 |
Branch Locations
4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Plantation | FL | 12/2013 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Raleigh | NC | 07/2016 | Present |
| Mml Investors Services, Llc | Raleigh | NC | 03/2017 | Present |
(1) NAME: NICHOLAS ELLINGSWORTH-PEREZ INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 11/2014 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: DENTAL AND GROUP DISABILITY INCOME, LIFE/ACCIDENT/HEALTH. (2) NAME: ASPIRE FINANCIAL, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LLC TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER START DATE: 1/12/2022 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3 DESCRIBE DUTIES: ENSURE PAYROLL AND EXPENSES ARE PAID.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-06 |
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