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Benjamin Kohls Chase

Fortitude Financial LLC

Spokane, WA

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Current Employers
Fortitude Financial Llc

123 East 2Nd Avenue, Spokane, WA 99202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-18
WA RA APPROVED 2021-08-24
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • WA RA
    APPROVED
    Since 2021-08-24

Branch Locations

123 East 2Nd Avenue, Spokane, WA 99202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Power Outlet Spokane WA 09/2012 09/2019
Hoyt, Lewis & Associates, Llc Spokane WA 01/2013 04/2021
Lpl Financial, Llc Spokane WA 10/2015 Present
Financial Advocates Investment Management Spokane WA 10/2015 04/2021
Fortitude Financial Llc Spokane WA 04/2021 Present
  • 09/2012 → 09/2019
    The Power Outlet
    Spokane, WA
  • 01/2013 → 04/2021
    Hoyt, Lewis & Associates, Llc
    Spokane, WA
  • 10/2015 → Present
    Lpl Financial, Llc
    Spokane, WA
  • 10/2015 → 04/2021
    Financial Advocates Investment Management
    Spokane, WA
  • 04/2021 → Present
    Spokane, WA
Previous Registrations
  • 2015-10-26 → 2021-07-16
    Financial Advocates Investment Management
    Spokane, WA
    Olympia, WA
  • 2013-04-04 → 2015-11-04
    Waddell & Reed
    Spokane, WA
    Spokane, WA
Other Businesses

1. 7/20/2021 - Fortitude Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2021. 2. 7/27/2021 - Fortitude Financial, LLC - DBA: (Hybrid) Fortitude Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/09/2021 - 320 Hours Per Month/96 Hours During Securities Trading. 3. 7/27/2021 - Fortitude Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/09/2021 - 320 Hours Per Month/96 Hours During Securities Trading - I provide investment advisory services through Fortitude Financial, LLC, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 320 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/14/2021 - Fortitude Tax - DBA: Fortitude Financial - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-02
  • S66 Uniform Combined State Law Examination
    2013-04-02
Designations
Other Names
  • Benjamin Kohls-Chase
  • Benjamin Chase

View on SEC IAPD

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