Elizabeth Broadway

Current Employers

Employment History

• 11/2006 → 02/2024
  Hughes Pittman & Gupton Llp
  Raleigh, NC
• 12/2012 → 10/2019
  1St Global Capital Corp
  Raleigh, NC
• 12/2012 → 10/2019
  1St Global Advisors, Inc
  Raleigh, NC
• 07/2013 → 08/2024
  Avantax Insurance Services, Inc.
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Investment Services, Inc.
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Advisory Services
  Raleigh, NC
• 11/2006 → 08/2024
  Hpg Wealthcare Advisors Llc
  Raleigh, NC
• 11/2006 → 08/2024
  Hpg Wealthcare Advisors Llc
  Raleigh, NC
• 02/2024 → Present
  Eisneramper
  Raleigh, NC
• 08/2024 → Present
  Dai Securities Llc
  Atlanta, GA
• 08/2024 → Present
  Prosperity - An Eisneramper Company
  Raleigh, NC

Previous Registrations

• 2019-10-25 → 2024-08-19
  Avantax Advisory Services
  Raleigh, NC
  Dallas, TX
  Raleigh, NC
• 2013-02-01 → 2019-10-25
  1St Global Advisors Inc
  Raleigh, NC

Other Businesses

1) Fixed Insurance and Annuity Sales. Position: Insurance Agent. Nature: Fixed annuity and insurance sales. Investment Related. Number of hours devoted to business: One. Number of hours devoted during securities trading hours: One. Start Date: 08/2024. 1500 Sunday Drive, Suite 300, Raleigh, NC 27607. 2) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting 3) Prosperity - An EisnerAmper Company; Investment Related; 1500 Sunday Dr Raleigh, NC 27607; RIA, IAR, 8/2024; 25 hours; 20 hours; Investment management and financial planning

Exams

• S66 Uniform Combined State Law Examination
  2013-01-31

Other Names

• Liz Broadway
• Elizabeth Bass Broadway