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Donald Theodore Swinarski

Kovack Advisors, Inc.

West Palm Beach, FL

Ft. Lauderdale, FL

CRD 6144394

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-29
  • FL RA
    APPROVED
    Since 2018-11-29

Branch Locations

1860 Forest Hill Blvd Suite 104, West Palm Beach, FL 33406 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 08/2017 Present
Swinarki & Company, Cpa West Palm Beach FL 01/1994 Present
  • 08/2017 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 01/1994 → Present
    Swinarki & Company, Cpa
    West Palm Beach, FL
Other Businesses

1) DBA: FIRST FLAGLER FINANCIAL, INC - 1860 FOREST HILL BLVD SUITE 104 WEST PALM BEACH, FL 33406; INVESTMENT RELATED; SALES OF SECURITIES, ADVSORY AND FIXED INSURANCE; OWNER; 80% OF TIME SPENT. 2) SWINARSKI & COMPANY, PA - CPA'S - 1860 FOREST HILL BLVD, SUITE 104 WEST PALM BEACH, FL 33406; CPA MANAGING PARTNER; REVIEW AND PREPARE TAX RETURNS, FINANCIAL STATEMENTS, ACCOUNTING, BOOKKEEPING, PAYROLL AND CONSULTING SERVICES; NON-INVESTMENT RELATED; 75% OF TIME SPENT 3) RENTAL REAL ESTATE - WEST PALM BEACH, FL ; OWNER; LEASES AND MAINTENANCE; NON-INVESTMENT RELATED BUSINESS; 2% OF TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2018-10-18
Other Names
  • Chip Swinarski

View on SEC IAPD

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