Andrew Thomas Gough

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2013 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2021 → 10/2024
  Finch Insights, Inc.
  New York, NY

Other Businesses

Entity Name: FAMILY 2020 GST TRUST Investment related: No Address: 1100 Superior Avenue, Suite 1105, Cleveland, OH 44114 Nature of the other business: Trust Position/Title/Relationship: Advisor/Officer Start Date: 10/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family GST trust for a close friend. I am serving as trustee of the trust. Entity Name: The KRH Family 2012 Generation-Skipping Trust Investment related: Yes Address: Cleveland, OH 44114 Nature of the other business: The trusts were set up and own interest in real property in Florida and Martha's Vineyard. Position/Title/Relationship: Trustee Start Date: 2/28/2020 Approximate # of hours a month: Very minimal given that the trusts only own two real properties. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee Entity Name: The ERH Family 2012 Generation-Skipping Trust Investment related: Yes Address: Cleveland, OH Nature of the other business: The trusts were set up and own interest in real property in Florida and Martha's Vineyard. Position/Title/Relationship: Trustee Start Date: 28-Feb-2020 Approximate # of hours a month: Very minimal given that the trusts only own two real properties. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-23
• S63 Uniform Securities Agent State Law Examination
  2013-04-08

Other Names

• Andrew Gough