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Nicholas Glen Johnson

Wells Fargo Clearing Services, LLC

Green Bay, WI

Green Bay, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-12
WI RA APPROVED 2017-12-12
  • TX RA
    APPROVED
    Since 2019-02-12
  • WI RA
    APPROVED
    Since 2017-12-12

Branch Locations

959 Kepler Dr, Green Bay, WI 54311 • United States

959 Kepler Dr [Ku-Rbo], Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Chicago IL 08/2015 09/2016
Wells Fargo Clearing Services Llc Green Bay WI 12/2017 Present
Bailey's Harbor Fish Company Bailey's Harbor WI 09/2016 12/2017
  • 08/2015 → 09/2016
    Valic Financial Advisors
    Chicago, IL
  • 12/2017 → Present
    Wells Fargo Clearing Services Llc
    Green Bay, WI
  • 09/2016 → 12/2017
    Bailey's Harbor Fish Company
    Bailey's Harbor, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-21
  • S66 Uniform Combined State Law Examination
    2013-05-21
Other Names
  • Nick Johnson
  • Nicholas Glen Johnson
  • Nicholas Johnson

View on SEC IAPD

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Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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