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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personal Financial Planning | New Cannan | CT | 03/2000 | Present |
| H. Beck, Inc. | Rockville | MD | 01/2007 | 04/2019 |
| Woodbury Financial Services Inc | New Canaan | CT | 04/2019 | 03/2022 |
| Lpl Financial, Llc | New Canaan | CT | 04/2022 | Present |
1) 2022 - Tax Prep/Accounting/CPA - Personal Financial Planning - Investment Related - 5% - 2 hrs/trading - New Canaan, CT 06840 2) 2022 - DBA for LPL Business (entity for LPL business) - Personal Financial Planning - Investment Related - New Canaan, CT 06840 3) 2022 - Non-Variable Insurance - Personal Financial Planning - Investment Related - 5% - 8 hrs/mon - 2 hrs/trading - New Canaan, CT 06840
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-10 |
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