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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-05-30
  • WA RA
    APPROVED
    Since 2019-05-30

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 11/2012 07/2017
Tiaa Seattle WA 11/2012 07/2017
Raymond James & Associates, Inc Kirkland WA 07/2017 Present
  • 11/2012 → 07/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Seattle, WA
  • 11/2012 → 07/2017
    Tiaa
    Seattle, WA
  • 07/2017 → Present
    Kirkland, WA
Other Businesses

(1)Name of Business: Rover Address: 1114 Hiawatha Pl S, Seattle, WA, 98144, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: In-home daycare and boarding for pets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
S63 Uniform Securities Agent State Law Examination 2013-03-14
  • S66 Uniform Combined State Law Examination
    2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2013-03-14

View on SEC IAPD

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