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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 11/2012 | 07/2017 |
| Tiaa | Seattle | WA | 11/2012 | 07/2017 |
| Raymond James & Associates, Inc | Kirkland | WA | 07/2017 | Present |
(1)Name of Business: Rover Address: 1114 Hiawatha Pl S, Seattle, WA, 98144, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: In-home daycare and boarding for pets
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-14 |
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