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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Appleton | WI | 05/2014 | 09/2017 |
| Wisconsin Financial Group | Appleton | WI | 09/2017 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 10/2017 | Present |
1). Wisconsin Financial Group; yes investment related; 831 W. Northland, Appleton, WI 54914; Office Manager; 09/27/2017-current; 160 hours/month(160 during market hours); Handling of office tasks and assisting reps.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-05 |
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