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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-02-19 |
| UT | RA | APPROVED | 2024-10-08 |
| NE | RA | APPROVED | 2023-08-08 |
| AR | RA | APPROVED | 2022-07-26 |
| OH | RA | APPROVED | 2022-07-21 |
| OR | RA | APPROVED | 2021-12-17 |
| LA | RA | APPROVED | 2021-10-27 |
| VA | RA | APPROVED | 2021-09-29 |
| NY | RA | APPROVED | 2021-04-16 |
| IL | RA | APPROVED | 2019-08-07 |
| NH | RA | APPROVED | 2019-03-21 |
| GA | RA | APPROVED | 2019-02-22 |
| AL | RA | APPROVED | 2018-07-18 |
| WI | RA | APPROVED | 2018-05-04 |
| NC | RA | APPROVED | 2018-04-13 |
| SC | RA | APPROVED | 2018-04-13 |
| MD | RA | APPROVED | 2017-07-14 |
| TX | RA | APPROVED_RES | 2016-10-28 |
| DE | RA | APPROVED | 2016-02-02 |
| MN | RA | APPROVED | 2014-07-17 |
| AZ | RA | APPROVED | 2014-01-15 |
| CO | RA | APPROVED | 2014-01-08 |
| MA | RA | APPROVED | 2012-10-23 |
| HI | RA | APPROVED | 2011-08-05 |
| PA | RA | APPROVED | 2011-08-02 |
| CA | RA | APPROVED | 2009-09-24 |
| FL | RA | APPROVED | 2008-10-24 |
| CT | RA | APPROVED | 2008-10-23 |
| KY | RA | APPROVED | 2008-10-23 |
| NJ | RA | APPROVED | 2008-10-23 |
Branch Locations
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Garden City | NY | 11/2002 | Present |
| Park Avenue Securities | Garden City | NY | 02/2003 | Present |
1. Insurance outside of Guardian (Health) Health insurance through fellow Guardian FR broker, Start: 02/15/2017, Address: 900 Stewart Ave. Suite 500, Garden City, NY 11530, 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-08 |
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