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Juan Alejandro Soto

Ubs Financial Services Inc.

New York, NY

Whitestone, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-25
  • NY RA
    APPROVED
    Since 2025-08-25

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Whitestone, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Newyork NY 12/2012 01/2017
Morgan Stanley New York NY 01/2017 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2021 08/2025
La Guardia Community College Queens NY 03/2021 08/2021
Ubs Financial Services Inc. New York NY 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-13
  • S66 Uniform Combined State Law Examination
    2015-10-13
Other Names
  • Juan Soto
  • Juan Alejandro Soto
  • Juan A Soto

View on SEC IAPD

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