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3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-11 |
Branch Locations
3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Raleigh | NC | 01/2013 | Present |
(1) 05/20/2014 - HEMMERICH CAPITAL, LLC - PERSONAL CHECKING ACCOUNT FOR RECEIPT OF DISTRIBUTIONS FROM PASSIVE INVESTMENTS. SOLE OWNER OF CHECKING ACCOUNT AND LLC. - TIME SPENT 1% - DURHAM, NC. (2) 7/10/2019 - Hemmerich Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for FPL Business (entity for FPL business) - Start 07/10/2019 - 120 Hours Per Month During Securities Trading. (3) 07/10/2019 - Fortress Retirement Plan Advisors - Investment Related - At Reported Business Location(s) - DBA for FPL Business (entity for FPL business) - Start Date 07/10/2019 - 5 Hours Per Month/5 During Securities Trading. (4) 09/18/2019 - Fortress Financial Partners - Investment Related DBA name for Securities business through FPL; no hours during trading as this is one and the same to securities business. (5) 07/31/2022 - Just a Pinch Productions, LLC - Investment interest as a limited partner (approximately 35%) in "Just A Pinch Productions, LLC," a California limited liability corporation, which produced the film "My Favorite Girlfriend." I have no management powers or responsibilities. Other than the original financing, I spend no time on it other then getting occasional phone or email updates and was only on the set as an interested visitor for about six hours during the three weeks of filming. My title is "Executive Producer," which means that I've provided equity financing but doesn't mean I have any executive authority. The "Producers" are the ones who solely make all decisions related to the movie - cast, crew, distribution, etc..., although they are happy to receive any comments I may have. It's analogous to being a limited partner in a real estate investment partnership with the general partner having all authority. For example, if a film wins a Best Picture Academy Award, it's the Producers whose names are on the Oscar, not any of the Executive Producers. The latter just hopes to get a positive return on the investment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-14 |
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